AVP / VP Regulatory Compliance, Mandarin or Korean Language
Our client is a an expanding International Statutory Body in Financial Markets with an expanding operation in Hong Kong. Due to strategic expansion, the organization is seeking Professionals with strong Compliance and Regulatory knowledge to join the business operation in Hong Kong.
Reporting to the Regional Head of Legal and Compliance, you will be an experienced member of the Legal and Compliance function, supporting the Hong Kong office on regulatory and rules drafting, amendments, announcements, advisory, education related initiatives. You will lead communication and outreach efforts to intermediaries and members on regulatory development, update on rules, drive regulatory programs, advise on the rules applications and interpretation as well as handling inquiries. In addition, you will keep abreast of markets development and international regulatory practices in order to drive improvements on rules and regulations appropriately.
To qualify, individuals must possess:
- A university degree
- Relevant experience in regulatory compliance, general compliance, legal and / or relevant regulatory functions gained from financial institutions, regulatory bodies, exchanges, law firms
- Familiarity to financial markets, OTC and electronic trading products and environment would be highly preferred
- Excellent communication skills in English and fluency in spoken and written Mandarin Chinese or Korean language.
Contact Amy Ho on (852) 3101 3066 or APPLY NOW by clicking the button below quoting reference number AH 223429.
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