AVP/VP, Compliance

Location: Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: HK$800000.00 - HK$1100000 per annum
REF: BBBH235324_1571107901


Responsibilities:

  • Provide advice to business on licensing related matters
  • Handle SFC enquiries and conduct regulatory reporting
  • Conduct independent checks, conflict of interest checks and KYC checks
  • Handle SFC investigations and draft various policies and procedures as needed

Requirements:

  • Degree holder in Law, Finance or related disciplines
  • 6 years or above relevant experience in financial industry with exposure to compliance (Type 1,4,6,9)
  • Experience in dealing with regulators
  • Good command of Chinese and English (including Putonghua)
  • A team player with excellent inter-personal and communication skills