AVP, Control Room

Location: Hong Kong, Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: HK$50000 - HK$60000 per annum
REF: BBBH233622_1559719790

Responsibilities

Responsible for primary compliance to Control Room and other compliance support

Develop, maintain and update control room operating process

Handle and monitor employee dealing activities

Review and approve wall crossing requests from business units and maintain insider lists

Handle other ad-hoc compliance control requests as required

Requirements

Undergraduate in a related discipline

Good understanding on banking and securities regulatory requirements

Proficient in written and spoken English and Chinese