Associate, Compliance Surveillance

Location: Admiralty, Central and Western District
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: HK$50000.00 - HK$70000.00 per month
REF: AS00044190_1497613760

Our client is an international asset management firm where they have a strong presence in Asia and the globe. They are looking for an experienced compliance candidate to join their compliance surveillance team.

Reporting directly to the VP in the compliance team, you will be in charge of Personal Account Dealing matters and review Gifts and Entertainment record submitted by business lines. You will be liaising and communicate with relevant regulators on a regular basis. Assisting the compliance team in monitoring compliance issues and remediation projects.

To qualify, individuals must possess:

  • At least 5 years' experience in compliance in asset management/investment banking/regulator
  • Bachelor degree in Legal/ Risk or related disciplines
  • Native / Excellent command of written and spoken English (good to have Cantonese / Mandarin)
  • Experience in compliance monitoring

Contact Janae Chan on (852) 3103 4366 / or click APPLY NOW

Data provided is for recruitment purposes only.