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Associate - Market Surveillance and Monitoring (Contract)

Job description

Associate - Market Surveillance and Monitoring (Contract)

Job Responsibilities:

  • Manage regular surveillance alerts and reports generated in platform for equities and derivatives products
  • Perform Investigation generated from alerts and handle referrals of suspicious actions
  • Provide support in market surveillance-related initiatives and systems enhancements
  • Handle UAT and implementation of surveillance systems
  • Perform monitoring of the Organisation's derivatives products

Job Requirements:

  • Minimum 4 year's relevant working experience in sizeable financial organisations
  • Adequate level of understanding in securities and derivatives markets
  • Relevant experience in adopting surveillance strategy or other surveillance related reporting platforms
  • Ability to work independently and with strong analytical skills
  • Proficiency in English and Chinese (Cantonese and Mandarin) is a must

If this job isn't quite right for you, but you know someone who would be great at this role, why not take advantage of our referral scheme? We offer HKD1000 in Apple gift cards for every referred candidate who we place in a role. Terms & Conditions Apply. https://www.ambition.com.hk/refer-a-friend